Plato’s Two Cities

In his very informative book, Platonopolis: Platonic Political Philosophy in Late Antiquity, Dominic O’Meara argues that the Platonists of Late Antiquity did not think that Plato intended his strict utopian government reflected in the Republic to be applied to any physical city or polity in this life. Rather, the Republic reflects the principles of the Ideal city, not the city of this world of flux. The Platonists saw a division between two “cities” in Plato’s political writings, between the Ideal city of the Republic and the more realistic (in terms of material limitations) civic polity delineated in Laws. O’Meara explains:

The relation between the ideal city of the Republic and that proposed in the Laws was, for the Neoplatonist, far from what it is often supposed to be today, that is, that the ambitious political reformer of the Republic, disappointed by his experience in Sicily, produced in his old age a more modest project, that of the Laws. Rather, the later Neoplatonist read the relation between the two cities in the light of a passage in the Laws (739b-e), which distinguishes between the best constitution (where all is held in common); a second-best constitution which seeks to approach the best, but admits of private property and family units; and a yet lower, third-best city.  Thus, in the Laws, a political project is sketched which approximates to the ideal, while at the same time making concessions to human nature as regards the need for private property and family. The ideal, best constitution, on the other hand, makes no such concessions and seems indeed hardly possible for humans, since it is described as a `city of gods or of children of the gods’ (Laws 739d). The Neoplatonists understood this city of the gods mentioned in the Laws as corresponding to the project of an ideal city of the Republic (Kindle Locations 1024-1031).

For example:

Proclus sees the political projects of the Republic and the Laws as situated on different levels: the Republic takes individuals that are pure and educates them, whereas the Laws takes people who have already lived in other cities and are less perfect. Thus the city of the Laws is inferior in its political ambition to that of the Republic: not only does it not foresee the highest positions for women [as the Republic does], it also allows private property (banned from the life of the rulers in the Republic), which, given woman’s weaker nature (in Proclus’ view) and thus her presumed preference for the private to the public good, means that it is prudent to exclude her from the highest office at the level of the less perfect city of the Laws. (Kindle Locations 952-957).

What, then, is the relationship between the two cities? How are they connected? The Platonists answer, is the philosopher king or the political philosopher. O’Meara explains the role of the political philosopher in uniting the two cities:

The purpose of the political philosopher is to promote a political order which favours the development of the `political’ virtues among the citizens and thus the achievement of `political happiness’, as a first stage in the process of divinization. Political life, a life in which soul, as living in relation to the body, is confronted with problems of order both within itself and in relation to others, is thus a school of virtue, an extended version, so to speak, of the philosophical school, the ruler being consequently a kind of mentor or guide who brings order to political life, inspired by a privileged  access to the divine (Kindle Locations 1001-1005).

By imitating the divine model of wisdom and providing an example of that wisdom in his person the political philosopher points the earthly city to the Good. This sort of education divinizes the earthly city. O’Meara notes:

At any rate, the goal of political science, the common good that includes the individual good on the political level, is `good’ to the degree that it relates to, or participates in, a transcendent Good. In short, the finality of politics is sharing in the divine, i.e. divinization, just as `political’ virtue represents a form and early stage of divinization. Thus the political good, or `political happiness’, is not an ultimate goal, but a stage giving access to the ultimate Good (Kindle Locations 998-1001).

For Platonists, the good of the earthly city is only good insofar as it participates in the Good of the heavenly “city of the gods” by means of public laws that bring order and structure to the souls of citizens; thereby divinizing the earthly city. This, of course, means that the Platonists were not merely political philosophers but political theologians.

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Johannes Tauler (†1361), the Image of God, and the ‘Dominican’ Proclus

For those interested in the recovery of Neoplatonic texts in Late Medieval Europe and/or the Protestant Reformation, TaulerJohannes Tauler should be quite interesting. He was a Dominican student of Meister Eckhart and his works were quite influential for Martin Luther. Tauler’s concept of the imago Dei was one of the most unique of his time. In a sermon on John 3:11 Tauler explicitly distances himself from Thomas Aquinas’s concept of the imago. For Tauler the Seelengrund (ground of the soul) is the true image of the Trinity as opposed to the traditional Augustinian concept of the imago as reflected in memory, understanding, and will. One may only enter their Seelengrund, says Tauler, by shedding “all outward attachments” and “pious action” since, in one’s return to the hidden God “exterior precepts and techniques will be of no avail.” Tauler’s doctrine of the Seelengrund is unique because it is partly influenced by his readings of a quite recently translated passage from Proclus’s De Providentia. Tauler explains:

(English translation below)

Hievon sprach ein heidenscher meister Proculus: alle die wile und also lange da der mensche mit den bilden die under uns sint, umbget und mangeld do nút, so ist daz nut gelouplich daz der mensche in disen grunt iemer komen múge; das ist uns zümole ein ungloube daz das in uns si; wir múgent nút gelouben das es si und ouch in uns si, sunder – sprach er – wiltu daz bevinden das ez si, so la alle manigvaltekeit und sich dis an mit eime verstentlichen gesihte dis ein; wiltu nu noch hoher kummen, so la das vernúnftige gesihte und daz ansehen, wan die vernunft ist under dir unde wurt eins mit dem einen, und er nemmet dis eine alsus: eine stille swigende sloffende götteliche unsinnige dúnsternisse. Kinder, das ein heiden dis verstunt und darzü kam, das wir dem also verre und also ungelich sint, das ist uns laster und grosse schande. Dis bezúgete unser herre do er sprach: ‘das rich Gottes ist in úch’…

A pagan master, Proclus, has this to say on the subject [of the imago Dei]: “As long as man is occupied with images inferior to himself, and as long as he does not go beyond them, it is unlikely that he will ever reach this depth. It will appear an illusion to really believe that this groung exists within us; we doubt that it can actually exist in us. Therefore,” he continues, “if you wish to experience its existence, you must abandon all multiplicity and concentrate your attention on this one thing with the eyes of your intellect; and if you wish to rise higher, you must put aside all rational methods, for reason is now beneath you, and then you may become united with the One.” And he calls this state a divine darkness: still, silent, at rest , and above all sense perception. Beloved, it is a disgraceful thing that a pagan philosopher understood and attained this truth, while we are so far from both. Our Lord expressed the same truth when he said: “The kingdom of God is within us.” – Tauler, translated by Maria Shrady in Johannes Tauler: Sermons, The Classics of Western Spirituality, (Paulist Press, 1985), 105.

According to Loris Sturlese, Tauler does not merely quote Proclus as an authority but implies that he understands the context and some of the more intricate details of Proclus’s philosophy. Judging the content of Tauler’s few references to Proclus, Sturlese determines that he must have had full access to three whole chapters of Proclus’s De Providentia (from where the references originate) within the Tria Opuscula translated by William of Moerbeke ca. 1268. Sturlese explains the full extent of the influences on Tauler’s concept of the Seelengrund:

(English translation below)

Tauler lehnt die thomistische These ab, die Gottebenbildlichkeit der Seele bestehe in der aktuallen Entfaltung ihrer Seelenvermögen (Gedächtnis, Verstand und Wille), und betont, das Bild Gottes liege vielmehr »in dem allerverborgensten tieffesten grunde der selen«, wobei er sich ausdrücklich auf Proklos … und stillschweigend auf Dietrich und Berthold beruft […]. Die Lehre Dietrichs, die er für sich in Anspruch nimmt, ist seine bekannte Identifizierung des Bildes Gottes mit dem »abditus mentis« Augustins […]. Die Lehre des Proklos ist die des »unum animae«, in noch ausführlicherer Weise im Rahmen der Erklärung des Begriffes vom Gemüt … dargestellt wird […]. Tauler macht sich das Proklische »unum animae« zunutze, um der Interpretation des »abditum mentis« im Sinne des Intellekts, die Dietrich von Freiberg – einem Motiv Alberts des Großen folgend – vorgetragen hatte (Tauler kennt sie…), die Deutung des »abditum mentis« als transintellektuelles Prinzip gegenüberzustellen […]. Hierbei zeigt sich Tauler als vom philosophischen Denken Bertholds von Moosburg abhängig, denn er interpretiert die Proklischen Texte zum »unum« in einer Weise, die bei Berthold, und nur bei ihm, eine genaue Entsprechung findet… Unter dem Gesichtspunkt der damaligen deutschen philosophischen Debatte betrachtet, ist Taulers Übereinstimmung mit Berthold als eine Stellungnahme gegen den Thomismus anzusehen, welche die in der Dominikanerprovinz verbreitete Stimmung reflektierte, die ihre markanteste Erscheinung im Prokloskommentar des Moosburger Lektors fand… – Loris Sturlese, Homo Divinus: Philosophische Projekte in Deutschland zwischen Meister Eckhart und Heinrich Seuse, (Kohlhammer GmbH: Stuttgart, 2007), 194, 195).

Tauler rejected the thomistic position, that the image of God in the soul consists in the actual development of its faculties (memory, understanding, and will), and stresses , that the image of God lies, rather, “in the completely hidden, deepest ground of the soul,” whereby he makes explicit reference to Proclus … and by implication to Dietrich [von Freiberg] and Berthold [von Moosburg] […] Dietrich’s theory, which [Tauler] claimed for himself, is his well-known identification of the image of God with the “abditus mentis” [the hidden depth of the mind] of Augustine. Proclus’s theory is that of the “unum animae” [the one in the soul], depicted in a yet more detailed way in the context of the representation of ideas from the mind. Tauler made use of Proclus’s doctrine of the “unum animae” in order to counterpose the interpretation of the “abditum mentis” as properly intellectual – and Tauler knew that Dietrich von Freiberg followed the motive of Albert the Great in handing down this concept – with the reading of the “abditus mentis” as a trans-intellectual principle. By this Tauler shows that he is dependent upon the philosophical thought of Berthold von Moosburg, because he interpreted the text of Proclus regarding the “one” in such a way that one finds an exact equivalent [of it] in Berthold’s work and only in his work. When viewed from the perspective of the German philosophical debate of the time, Tauler’s agreement with Berthold is seen as a reaction against Thomism, which reflected a common attitude in the Dominican Order and which found its most marked appearance in the Proclus-commentary of the Moosburg lecturers.

Tauler was a fellow Dominican and resided in the same cloister as Berthold von Moosburg, the first in the European West to read and comment upon a major work of Proclus’s, i.e., the Elements of Theology – Aquinas commented on a portion of the Liber de Causis which contains selections from Proclus’s Elements translated from Arabic. So, Sturlese argues, it is most likely the case that Tauler received excerpts from Proclus’s De Providentia from his Dominican brother. Combining this new teaching of the “one in the soul” with the mysticism of Albertus Magnus mediated by Dietrich’s earlier teaching (which Eckhart also incorporated into his theology) on Augustine’s abditus mentis, Tauler was able to construct a theology of the imago Dei that challenged the hegemony of the Dominican magisterium. Tauler’s theology also functioned as an apologetic for what he saw as humanity’s absolute need of the divine mediation of Christ to enable one to lose oneself and return to the One within the Seelengrund, which, as he says, is the “Kingdom of God within us.”

The Optimism of a Dualistic Reality in Later Neoplatonism

ImageAs Radek Chlup argues in his recent monograph on Proclus, later Neoplatonists such as Iamblichus and Proclus seem at first glance to present a more pessimistic account of the soul’s abilities than that of Plotinus who thought of the “higher soul” as freely able to navigate between different levels of ontological reality. For Plotinus the higher soul remains in the intellectual realm while the lower soul descends into the body. Thus, the material aspect of human existence is merely a hindrance to perfection and contemplative virtue is promoted as the only means of “escaping from here.” For Iamblichus and Proclus there is no higher undescended soul and the intelligible universe does not exist within the soul. Chlup explains that, although this divergence from the teaching of the original “father” of Neoplatonism may seem pessimistic, things are not as they may seem on the surface:

At first sight, the Neoplatonic approach [of later Neoplatonists] may appear rather pessimistic. While Plotinus had the entire universe at his fee, so to speak, and was able to pass through its various levels freely, starting with Iamblichus philosophers were ‘imprisoned’ on the psychic level, having no access to the higher ones. In fact, however, their position implies no pessimism whatsoever, and in some regards it is actually optimistic. Above all, eastern Neoplatonists have a much more positive relation towards the corporeal world. Plotinus’ identification with his ‘higher self’ established in the intelligible world caused our philosopher to show little concern for what goes on at the corporeal level. It is symptomatic that Plotinus has a very negative conception of matter, regarding it as the ultimate source of all evil. Late Neoplatonists cannot afford such a view or the simple reason that they have nowhere to escape from bodily reality. According to them, humans are mediators between the intelligible and the sensible world, and they have no choice but to take seriously both of them … A soul of this kind … should combine its contemplative activity with active providential care for things in this world. – Chlup, Proclus: An Introduction, (Oxford: 2012), 28, 29.

Thus, these later Neoplatonists, though they held a more pessimistic view of the soul, actually were more optimistic about the “hylemorphê” or the united body-soul composite that is the essence of a human. This also reflects a more optimistic metaphysics with regard the gods and their relation to the material world. According to Proclus:

[The soul] wants to imitate the providential care of the gods; it is for this reason that it abandons its contemplation. For divine perfection is of two kinds: one is intellective, the other providential; the former consists in rest, the latter in motion. This being so, the soul imitates the intellective and unswerving stability of the gods by its contemplation, but their providence and motion by its life in the world of  generation. – In Tim. III 324.6-12; Chlup, 245.

And, of course, Proclus’s more optimistic view of the hylemorphê and of the gods corresponds to a more civic oriented virtue ethic. Since human reality is ultimately a dualistic unity of mind and matter and because man desires to imitate the providential actions of the gods, so his contemplation will always return to bodily action, from which one might say it never truly departed. Proclus explains:

Moreover, since virtue is not one and indivisible but multifarious, we must understand that providence always incites us to ever different projections of our reason-principles, in order that the virtuous person might realize all possible modes of virtue and be shown as its true champion in the eyes of those who have arranged the contest of virtue [i.e., the gods]. For this reason providence often brings externally active people to rest, making the intellect within them revert on itself, but it moves to actions those who only look inside themselves; in this way it teaches us what form virtue has and that it is of two aspects. This is why providence gives us various tools but then takes back again what it has given: by making human lives variegated it challenges good people to actualize their dispositions in all possible manners, training them in this way to administer this universe together with the gods. – De dec. dub. 37.9-20; Chlup, 249.